Page 26 - AR BRIDS 2021 - FINAL - HIRES - 2903

Management Report

Aspek Tata Kelola Keterangan
No.
Governance Aspect Description
1 Organisasi & Kepengurusan Telah diisi Direktur Keuangan, Operasional dan Teknologi dan Komisaris Utama dan
Perseroan Komite Sumber Daya Manusia & Remunerasi, Komite Pengarah Teknologi Informasi.
Company Organization and Filled with Director of Finance, Operations and Technology, President Commissioner,
Management Human Resources & Remuneration Committee and Information Technology Steering
Committee.
2 Manajemen Risiko & - Telah dilakukan pengkinian kebijakan manajemen risiko mengacu kepada POJK No.6/
Kepatuhan POJK.04/2021
Risk & Compliance - Telah dibuat dan diterbitkan : 1) Kebijakan Umum Manajemen Risiko; 2) Pedoman
Management Pelaksanaan Manajemen Risiko; 3) Piagam Kepatuhan; 4) Risk Appetite Statement yang
disesuaikan dengan kondisi perusahaan terkini; 5) Kebijakan Kewenangan Pemberian
Persetujuan (Bidang Operasional); 6) Kebijakan Pelaporan Atas Dugaan Penyimpangan
(Whistleblowing System).
- Telah dilakukan pelatihan kepada semua karyawan sesuai dengan ketentuan pada
POJK 50 tahun 2020 melalui pelaksanaan Program Pendidikan Berkelanjutan secara
internal sesuai dengan persetujuan dari Otoritas Jasa Keuangan nomor S-18/PM.2/2021
tanggal 6 April 2021 terkait Pemberian Persetujuan kepada PT BRI Danareksa Sekuritas
sebagai Penyelenggara Program Pendidikan Berkelanjutan bagi Pemegang Izin Wakil
Perantara Pedagang Efek dan Wakil Penjamin Emisi Efek.
- The risk management policy had been updated referring to FSA Regulation No.6/
POJK.04/2021
- The following had been made and published: 1) General Policy of Risk Management; 2)
Risk Management Implementation Guidelines; 3) Compliance Charter; 4) Risk Appetite
Statement which is adjusted to the current condition of the Company; 5) Policy on
Approval Authority (Operational Sector); 6) Policy for Reporting Alleged Deviations
(Wishtleblowing System).
- Training has been applied for all employees following FSA Regulation provisions No. 50
of 2020 through the implementation of the Continuing Education Program internally in
accordance with the approval of the Financial Services Authority No. S-18/PM.2/2021
dated April 6, 2021 regarding the Granting of Approval to PT BRI Danareksa Sekuritas as
Continuing Education Program Operator for License Holders for Securities Brokerage
Representatives and Underwriter Representatives.
3 Audit Internal - Telah dilakukan pengkinian Piagam Audit Internal
Internal Audit - Review berkala atas tindak lanjut hasil audit internal dan atau eksternal.
- Internal Audit Charter had been updated
- Periodic review of the follow-up to the results of internal and or external audits.
4 Review dan Pengkinian Telah dibuat dan diterbitkan SOP : 1) Pengaduan Nasabah; 2) Pelaksanaan Checklist
Standart Operating Kepatuhan Pengajuan Penjaminan Emisi Efek; 3) Kebijakan Transaksi Pejabat dan
Procedure/SOP Karyawan.
Review and Update of SOP was made and issued: 1) Customer Complaints; 2) Implementation of the
Standard Operating Compliance Checklist for Underwriting Submission; 3) Official and Employee Transaction
Procedure/SOP Policy.
5 Human Capital Pelaksanaan program pendidikan pekerja
Implementation of employees education program

Annual Report 2021
25 PT BRI Danareksa Sekuritas